THE NEW INDIAN GOVT. & NATIONAL
SECURITY: PART V & LAST
by B.Raman
On coming to office in 1998, the BJP-led
coalition set up a special task force headed by Shri K.C.Pant,
the outgoing Deputy Chairman of the Planning Commission, Shri
Jaswant Sigh, who served as the Foreign Minister and
subsequently Finance Minister of the outgoing Government, and
Air Commodore Jasjit Singh, the then Director of the Institute
for Defence Studies and Analyses (IDSA), to examine the working
of the national security management system in the USA, the UK
and other countries and to make recommendations on the
setting-up of a new national security management (NSM)
infrastructure.
2. In December 1998, on the recommendations of
this task force, a three-tier structure was set up, consisting
of a National Security Council (NSC), a Strategic Policy Group (SPG)
and a National Security Advisory Board (NSAB). The Indian NSC,
like its US counterpart, is essentially a high-powered political
body chaired by the Prime Minister and consisting of important
members of his Cabinet directly concerned with national security
issues. The SPG , which is chaired by the Cabinet Secretary,
consists of serving senior officials responsible for
policy-making and follow-up action in matters concerning
national security plus the chiefs of the Army, the Navy and the
Air Force and the Intelligence Bureau (IB) and the Research and
Analysis Wing (R&AW), the external intelligence agency. Its
main task is to make policy recommendations to the NSC.
3. The NSAB consists of senior retired
officials, civilian as well as military, who had dealt with
national security during their career as well as distinguished
academics and non-governmental scholars. The head of the NSAB
was designated as its Convenor. Shri K.Subramanyam, the highly
distinguished doyen of the community of Indian strategic
analysts, was designated as the first Convenor and, after
he had completed a tenure of two years in June, 2001, Shri
C.V.Ranganathan, a retired officer of the Indian Foreign Service
(IFS), who had, inter alia, served as the Indian Ambassador to
China and France, was designated as the second Convenor in
December 2001 and he has since completed his two-year term.
There have so far been four NSABs, two headed by Subramanyam and
two by Ranganathan. The fifth NSAB is yet to be nominated.
4. The Task Force also recommended the
creation of a post of National Security Adviser (NSA) to the
Prime Minister and the setting-up of a National Security Council
Secretariat (NSCS), similar to its US counterpart. These
recommendations were accepted. However, instead of appointing a
separate officer as the NSA, Shri A.B.Vajpayee, the outgoing
Prime Minister, reportedly on the recommendation of Shri Brajesh
Mishra, his Principal Secretary, ordered that Shri Mishra would
hold additional charge as the NSA.
5. The Joint Intelligence Committee (JIC) of
the Cabinet Secretariat, patterned after its British
counterpart, was converted into the NSCS and entrusted
with the tasks of assessment of intelligence, the co-ordination
of the functioning of intelligence agencies and tasking them
and acting as the interface between the NSC, the SPG and the
NSAB and servicing their meetings. In the US, the NSA acts as
the adviser to the President and as the national co-ordinator in
all national security related matters and, at the same time, as
the administrative and professional head of the NSCS, in which
capacity he or she is responsible for its day-to-day running
and maintaining a high level of professional competence.
6.Presumably in view of the dual charge of
Mishra, this system was modified and a post of Secretary,
NSCS, was created and the holder of the post was made
responsible for the day-to-day running of the NSCS and its
professional competence. Shri Satish Chandra, a serving officer
of the IFS, who was previously the Indian High Commissioner in
Pakistan, was appointed to this post and he has been asked to
continue after his retirement. Initially, the NSCS was
part of the Cabinet Secretariat, but in 2002, it was decided
that it should be part of the Prime Minister's Office (PMO).
7. The Task Force on the revamping of the
intelligence apparatus set up by the outgoing Government in June
2000 in the wake of the enquiry into the Kargil conflict of 1999
by a high-powered Kargil Review Committee (KRC), chaired by Shri
K.Subramanyam, had, inter alia, recommended the creation of a
Defence Intelligence Agency (DIA), a new agency for the
collection of technical intelligence (TECHINT), a
counter-terrorism centre in the IB to co-ordinate the
counter-terrorism role of all agencies having a responsibility
in this matter and a committee chaired by the NSA to co-ordinate
the functioning of the intelligence agencies. These
recommendations have been accepted and implemented and the NSCS
has been given the additional task of follow-up action and
monitoring in this regard.
8. The NSCS also monitors the implementation
of the various recommendations made by three other special
Task Forces set up by the Government to examine and report on
internal security management, border management and defence
management, which have been accepted by the Government.
9. Ever since this NSM infrastructure was set
up, there has been a debate on certain aspects of it. The first
relates to the advisability of the same individual holding both
the posts of the Principal Secretary to the Prime Minister and
the NSA. Many analysts and the KRC had advocated the appointment
of a separate NSA, dealing exclusively with national security
without any other responsibility.This was, however, not accepted
by the BJP-led Government.
10. The second criticism related to the lack
of expertise and experience of the NSA in matters relating to
internal security management, law enforcement and intelligence
management and the need for the Prime Minister to have the
benefit of the advice of someone well versed in these fields.
11. The third criticism was about the NSCS. It
was felt by many that while it had developed considerable area
expertise, it was lacking in subject or domain expertise in
fields such as counter-insurgency, counter-terrorism,
counter-intelligence, counter-proxy war, counter-psywar etc.
12. After the KRC submitted its report towards
the end of 1999, the late R.N.Kao, the founding father of the
R&AW, had written to Prime Minister Vajpayee
expressing his misgivings over some aspects of its report. The
Prime Minister had sent for him for a detailed discussion on the
report. It is understood that the three aspects mentioned were
among the subjects which had figured in the discussions.
13. Shri Kao was learnt to have told the Prime
Minister that while it was his privilege to combine
the two posts, if he considered it necessary, and appoint anyone
enjoying his confidence to the post, it had to be recognised at
the same time that the present incumbent of the post of NSA had
very little exposure to internal security and intelligence
management. He, therefore, suggested for the Prime Minister's
consideration that a new post of Deputy National Security
Adviser (DNSA) should be created and that it should be filled up
by someone well versed in internal security and intelligence
management.
14. This suggestion was not implemented while
Shri Kao was alive. However, after his death in January 2002,the
designation of the Secretary, NSCS, another officer of the
Indian Foreign Service, was changed as Deputy to the NSA.
Thus, both the top posts in the newly-created national security
management infrastructure were held by retired officers of the
IFS, with little exposure to internal security and intelligence
management and with practically no network of contacts in the
internal security infrastructure of different State
administrations.
15. When the NSAB was set up, the idea was
that it would prepare an annual strategic review identifying
areas calling for attention and options for action, in addition
to undertaking such other tasks as allotted to it by the
Government. The first NSAB submitted a report on the draft
nuclear doctrine and a national security review. While its
recommendation for releasing the draft nuclear doctrine to the
public to encourage a national debate on it was accepted and it
was released, its recommendation for releasing to the public its
executive summary of the annual national security review was not
accepted.
16. The second and third NSABs also submitted
an annual national security review. The fourth was reportedly
advised to discontinue the preparation of an annual
national security review and to focus instead on submission of
reports on topical areas of importance from the point of view of
national security. It also reportedly undertook a detailed study
of the subject of governance.
17. The NSABs made their recommendations
largely on the basis of open information and insights gained
during interactions with serving officers. They had very little
access to information at the disposal of the Government. As a
result, their reports often tended to be of a general nature and
lacked focus. This was a criticism often levelled by serving
officers with regard to their reports.
18. The Congress (I)'s policy document titled
"ISSUES BEFORE THE NATION: SECURITY, DEFENCE AND FOREIGN
POLICY" draws attention to what in its view are the
inadequacies in the national security management infrastructure,
but is vague on how it is going to remove these deficiencies. It
says: "The Congress will formulate and implement a
comprehensive multi-dimensional national security policy, which
will cover vital aspects of energy security, food security, good
governance and countering centrifugal trends affecting the
country. The institutional arrangements made by the BJP-led NDA
Government have been cosmetic. In substance, national security
is not underpinned by structured and systematic institutional
arrangements. The National Security Council, which was
established since 1999, has not functioned with institutional
cohesion. Important national security decisions have been taken
in an ad hoc manner involving just a few individuals without
utilizing the Cabinet Committee on Security, the Strategic
Policy Group (comprising key secretaries, service chiefs and
heads of intelligence agencies) and officials of the National
Security Advisory Board. There has been no systematic
interaction between the Strategic Policy Group and the National
Security Advisory Board (NSAB). Nor there has been any regular
interaction between National Security Advisor and the NSAB. The
Congress will institutionalize regular meetings of the Cabinet
Committee on Security. It will ensure systematic and
institutional interactions between the National Security
Advisor, the Strategic Policy Group and the National Security
Advisory Board. The Congress will ensure necessary connectivity
between the intelligence agencies of the Government of India and
the National Security Advisory Board, as well as between the
intelligence agencies and the Ministries of Defence and External
Affairs."
19. Its main points of criticism can be summed
up as follows:
* Lack of institutional cohesion in the NSC.
* Ad hocism in decision-making.
* Lack of proper utilisation of the SPG and
the NSAB in policy and decision making.
* Lack of systematic interaction between the
SPG and the NSAB.
* Lack of adequate interaction between the
NSA and the NSAB.
* Lack of adequate interaction between the
intelligence agencies and the NSAB.
20. These criticisms are validated by the
following features of the functioning of the NSM infrastructure
as set up by the BJP-led Government:
* There were very few meetings of the NSC.Most
decisions relating to national security were taken by the
Cabinet Committee on Security.
* The first NSAB had the benefit of some
interactions with the Prime Minister and the NSA during the
Kargil conflict of 1999. The second had two interactions with
the NSA in its one-year tenure and none with the Prime
Minister. The third had three interactions with the NSA and
one with the Prime Minister just before the withdrawal of the
Indian troops from the border in October,2002. One does not
know about the fourth NSAB.
* The second NSAB had one interaction with
the SPG and the third none. One does not know about the first
and the fourth.
* Neither the second nor the third NSAB had
the benefit of any interaction with the chiefs of the
intelligence agencies.
* Feed-backs from the Government on the
reports and recommendations of the NSAB were few and far
between and, even when received, tended to be vague.
21. A study of the Congress (I)'s policy document
indicates that the incoming government intends retaining the NSM
infrastructure as evolved by the outgoing Government and, at the
same time, improving its functioning. While it has correctly
identified its deficiencies, it is silent on how it proposes to
remove them. This infrastructure has been in existence for five
years now. One way of going about it would be for the Government
to set up a special task force to study how this infrastructure
has been functioning and make recommendations for modifications,
considered necessary.
22. The revamping of the intelligence
apparatus is another theme which has received attention from the
Congress (I). Its policy document says: " The BJP/NDA
Government’s management of India’s national intelligence
institutions has been equally abysmal. There was the
unpardonable failure in acquisition and utilization of advance
intelligence about the hijacking of the Indian Airlines plane
from Kathmandu to Kandahar, and about pre-empting the intrusions
of the Pakistani Army into Kargil. The BJP/NDA Government failed
to ensure necessary connectivity between intelligence agencies
and the armed forces and the Ministry of External Affairs.
Suggestions to remedy these failures made by expert groups, like
the Subrahmanyam Committee, are languishing on the shelves, with
no action taken. The Congress will undertake periodic functional
audits and reforms of various institutions responsible for
national security. In particular, it will undertake a
restructuring of the intelligence agencies of the Government of
India to improve its human resource basis with multi-dimensional
expertise. It will ensure modernization of functional
capabilities of the intelligence agencies with appropriate
modern technological equipment and facilities. The
recommendations made by the Experts Group to reform the
Intelligence Agencies after the Kargil War, and which have been
hanging fire for the last four years, will be speedily
implemented. The Congress will ensure not only efficiency of but
also accountability by the intelligence agencies."
23. There has been no comprehensive
examination of the totality of India's intelligence capability
since it became independent in 1947. There have, however, been
four major enquiries into specific allegations of intelligence
failure relating to the Sino-Indian war of 1962, the
Indo-Pakistan war of 1965, the outbreak of insurgency in Mizoram
in 1966 and the undetected Pakistani intrusions into the Kargil
heights in 1999. The reports of the first three enquiries were
not released to the public or placed before the Parliament for a
national debate by the Congress Governments then in power. The
report of the KRC was released to the public by the BJP-led
Government, but there was no debate on it in the Parliament.
Follow-up action was taken on all these reports such as
the revamping of the functioning of the Joint Intelligence
Committee (JIC) and the external intelligence division of the
Intelligence Bureau (IB) and the creation of the
Directorate-General of Security after the enquiry into the
failure of 1962; the bifurcation of the IB and the creation of
the R&AW to deal exclusively with external intelligence
after the enquiries into the failures of 1965 and 1966; and the
setting-up of the DIA, a separate agency for TECHINT and a
multi-disciplinary counter-terrorism centre after the KRC
enquiry. Since the reports of the first three enquiries were not
released to the public, one does not know which of their
recommendations remained unimplemented.
24. These are essentially structural changes
to create new organisations for undertaking certain tasks, but
other requirements having a bearing on the adequacy and quality
of performance of different agencies and the mechanism for their
co-ordination have not so far received the required attention.
Questions such as parliamentary oversight over the intelligence
agencies, external evaluation of intelligence tasks and
performance through a national intelligence advisory
board, the need for a National Intelligence Adviser to improve
co-ordination and act as the adviser to the Prime Minister on
all intelligence-related matters etc have not received any
attention so far.
25. While the Congress (I)'s policy document
is silent on these and other specific issues, the leftists
during the election campaign had stressed the importance of a
national security apparatus that will work within the framework
of a parliamentary democratic system. By this, they apparently
meant the creation of a parliamentary oversight mechanism. This
subject has been coming under consideration off and on since
1989 without any action being taken.
26. The Congress (I)'s allegation that the
reports of the four special task forces set up in the wake of
the KRC report have not been implemented is not correct.
It is believed that about 70 per cent of the recommendations has
been implemented.
27. Has their implementation led to a
qualitative improvement in the performance of the intelligence
apparatus, in respect of external as well as internal security?
If not. why not? Those are among the questions which need
to be addressed by the incoming Government. (Concluded).
(The writer is Additional Secretary (retd),
Cabinet Secretariat, Govt. of India, and, presently, Director,
Institute For Topical Studies, Chennai, and Distinguished Fellow
and Convenor, Observer Research Foundation (ORF), Chennai
Chapter. E-mail: corde@vsnl.com
)